SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Compass Wealth
St. Louis, MO
Compass Retirement Group LLC, CRD 282420
Firm filing updated August 28, 2026 ·
- $111.9MAssets
- 766Clients
- 7Advisory staff
- 939Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals757
- High net worth individuals9
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 757 | $98.7 million |
| High net worth individuals | 9 | $13.2 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$111.9 million
- Accounts939
- DiscretionaryAll accounts
People
- Employees9
- Advisory staff7
- Broker-dealer reps0
- Licensed insurance agents9
- Planning clients0
Advisors
7 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Compass Retirement Group LLC SEC-registered investment advisor. CRD 282420, SEC file 801-124696.
- Registered with the SEC as an investment advisor (status date on record: April 21, 2022).
Is Compass Wealth a fiduciary?
Short answer: Compass Wealth is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
9 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.