SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Commerce Street Investment Management
Dallas, TX
Commerce Street Investment Advisor, LLC, CRD 144278
Firm filing updated September 24, 2026 ·
- $891.3MAssets
- 64Clients
- 10Advisory staff
- 64Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
Who the firm serves
- Pension and profit sharing plans47
- Charities6
- High net worth individuals5
- Pooled vehicles2
- Corporations or other businesses2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 5 | $3.1 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $86.0 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 47 | $590.7 million |
| Charitable organizations | 6 | $186.2 million |
| Corporations or other businesses not listed above | 2 | $22.8 million |
| Other: "SMA OCIO" | 2 | $2.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Pension consulting services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
Assets and accounts
- Regulatory assets$891.3 million
- Accounts64
- Discretionary$300.6 million · 17 accounts
- Non-discretionary$590.7 million · 47 accounts
People
- Employees14
- Advisory staff10
- Broker-dealer reps11
- Licensed insurance agents0
Advisors
7 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Commerce Street Investment Advisor, LLC SEC-registered investment advisor. CRD 144278, SEC file 801-68792.
- Registered with the SEC as an investment advisor (status date on record: January 22, 2008).
Is Commerce Street Investment Management a fiduciary?
Short answer: Commerce Street Investment Management is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 11 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.