SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Collier Financial, Inc
Denver, CO
CRD 175207
Firm filing updated March 27, 2026 ·
- $160.5MAssets
- 172Clients
- 1Advisory staff
- 432Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals92
- High net worth individuals80
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 92 | $34.1 million |
| High net worth individuals | 80 | $126.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other: "CONSULTING"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other: "CONSULTING"
Assets and accounts
- Regulatory assets$160.5 million
- Accounts432
- DiscretionaryAll accounts
People
- Employees2
- Advisory staff1
- Broker-dealer reps1
- Licensed insurance agents1
- Planning clients101 to 250
Registration details
- SEC-registered investment advisor. CRD 175207, SEC file 801-121627.
- Registered with the SEC as an investment advisor (status date on record: June 28, 2021).
Is Collier Financial, Inc a fiduciary?
Short answer: Collier Financial, Inc is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 1 staff member is a broker-dealer representative. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
1 staff member is a licensed insurance agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.