SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
CMC Financial Group, LLC
Atlanta, GA
CRD 292413
Firm filing updated March 5, 2026 ·
- $119.3MAssets
- 3Advisory staff
- 365Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals147
- High net worth individuals29
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 147 | $29.3 million |
| High net worth individuals | 29 | $81.1 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $2,261 |
| Other: "UNASSIGNED" | 54 | $8.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$119.3 million
- Accounts365
- Discretionary$83.2 million · 168 accounts
- Non-discretionary$36.0 million · 197 accounts
People
- Employees4
- Advisory staff3
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Registration details
- SEC-registered investment advisor. CRD 292413, SEC file 801-112662.
- Registered with the SEC as an investment advisor (status date on record: March 28, 2018).
Is CMC Financial Group, LLC a fiduciary?
Short answer: CMC Financial Group, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.