SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Clear Brook Advisors, Inc.
Boston, MA
CRD 132045
Firm filing updated March 30, 2026 ·
- $817.8MAssets
- 4Advisory staff
- 27Accounts
Fees and minimums
All fee types on the form
- Fixed feesYes
- OtherYes
- Percentage of assets under managementNo
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- High net worth individuals20
- Pooled vehicles2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 20 | $520.0 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $63.7 million |
| Other investment advisors | Fewer than 5 clients | $153.4 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $80.7 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 5 services
- Selection of other advisors (including private fund managers)
- Other: "INVESTMENT ADVICE"
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Other: "INVESTMENT ADVICE"
Assets and accounts
- Regulatory assets$817.8 million
- Accounts27
- Discretionary$30.7 million · 4 accounts
- Non-discretionary$787.1 million · 23 accounts
People
- Employees6
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 132045, SEC file 801-66918.
- Registered with the SEC as an investment advisor (status date on record: June 20, 2006).
Is Clear Brook Advisors, Inc. a fiduciary?
Short answer: Clear Brook Advisors, Inc. is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.