SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Cincinnati Asset Management Inc
Cincinnati, OH
CRD 104946
Firm filing updated September 23, 2026 ·
- $2.5BAssets
- 6,033Clients
- 8Advisory staff
- 6,033Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals5,613
- Corporations or other businesses282
- Charities71
- Pension and profit sharing plans64
- State or municipal government entities (including government pension plans)2
- and 1 more1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 5,613 | $2.0 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 64 | $35.7 million |
| Charitable organizations | 71 | $93.8 million |
| State or municipal government entities (including government pension plans) | 2 | $23.9 million |
| Insurance companies | 1 | $39.3 million |
| Corporations or other businesses not listed above | 282 | $319.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$2.5 billion
- Accounts6,033
- DiscretionaryAll accounts
People
- Employees15
- Advisory staff8
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 104946, SEC file 801-34376.
- Registered with the SEC as an investment advisor (status date on record: May 5, 1989).
Is Cincinnati Asset Management Inc a fiduciary?
Short answer: Cincinnati Asset Management Inc is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.