SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Chicago Partners Investment Group LLC
Chicago, IL
CRD 147662
Firm filing updated March 18, 2026 ·
- $7.5BAssets
- 38Advisory staff
- 9,147Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals1,749
- Individuals992
- Charities20
- Pooled vehicles3
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 992 | $1.2 billion |
| High net worth individuals | 1,749 | $5.8 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $46.2 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $8.6 million |
| Charitable organizations | 20 | $200.5 million |
| Insurance companies | Fewer than 5 clients | $8.5 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $159.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 6 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Other: "401K PLAN OPTION REVIEW & MONITORING"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Other: "401K PLAN OPTION REVIEW & MONITORING"
Assets and accounts
- Regulatory assets$7.5 billion
- Accounts9,147
- Discretionary$6.1 billion · 7,409 accounts
- Non-discretionary$1.4 billion · 1,738 accounts
People
- Employees73
- Advisory staff38
- Broker-dealer reps0
- Licensed insurance agents3
- Planning clients3,000
Advisors
30 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 147662, SEC file 801-69500.
- Registered with the SEC as an investment advisor (status date on record: August 14, 2008).
Is Chicago Partners Investment Group LLC a fiduciary?
Short answer: Chicago Partners Investment Group LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
3 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.