SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Centrica Wealth Management
Miami, FL
Centrica Wealth Management, LLC, CRD 335042
Firm filing updated February 27, 2026 ·
- $627.4MAssets
- 14Clients
- 2Advisory staff
- 45Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals14
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 14 | $627.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$627.4 million
- Accounts45
- Discretionary$570.0 million · 32 accounts
- Non-discretionary$57.4 million · 13 accounts
People
- Employees3
- Advisory staff2
- Broker-dealer reps2
- Licensed insurance agents0
- Planning clients1 to 10
Registration details
- Legal name: Centrica Wealth Management, LLC SEC-registered investment advisor. CRD 335042, SEC file 801-132188.
- Registered with the SEC as an investment advisor (status date on record: March 14, 2025).
Is Centrica Wealth Management a fiduciary?
Short answer: Centrica Wealth Management is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 2 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.