SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Causeway Capital Management LLC
Los Angeles, CA
CRD 113308
Firm filing updated March 23, 2026 ·
- $62.2BAssets
- 40Advisory staff
- 565Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals1,352
- High net worth individuals63
- Charities30
- Corporations or other businesses30
- Pooled vehicles25
- and 3 more62
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 1,352 | $108.4 million |
| High net worth individuals | 63 | $302.4 million |
| Investment companies | 20 | $31.6 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 25 | $7.4 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 23 | $4.9 billion |
| Charitable organizations | 30 | $1.4 billion |
| State or municipal government entities (including government pension plans) | 19 | $12.7 billion |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $2.9 billion |
| Corporations or other businesses not listed above | 30 | $969.6 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 4 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$62.2 billion
- Accounts565
- DiscretionaryAll accounts
People
- Employees103
- Advisory staff40
- Broker-dealer reps6
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 113308, SEC file 801-60343.
- Registered with the SEC as an investment advisor (status date on record: June 14, 2001).
Is Causeway Capital Management LLC a fiduciary?
Short answer: Causeway Capital Management LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 6 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.