SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Carmel Capital Partners, LLC
San Diego, CA
CRD 123907
Firm filing updated March 27, 2026 ·
- $434.3MAssets
- 263Clients
- 5Advisory staff
- 782Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals153
- High net worth individuals94
- Pension and profit sharing plans8
- Corporations or other businesses5
- Pooled vehicles3
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 153 | $105.5 million |
| High net worth individuals | 94 | $265.7 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $16.4 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $43.1 million |
| Corporations or other businesses not listed above | 5 | $3.6 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other: "MONITORING FEES"
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other: "MONITORING FEES"
Assets and accounts
- Regulatory assets$434.3 million
- Accounts782
- Discretionary$431.2 million · 777 accounts
- Non-discretionary$3.0 million · 5 accounts
People
- Employees9
- Advisory staff5
- Broker-dealer reps0
- Licensed insurance agents3
- Planning clients26 to 50
Advisors
4 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 123907, SEC file 801-64695.
- Registered with the SEC as an investment advisor (status date on record: September 23, 2005).
Is Carmel Capital Partners, LLC a fiduciary?
Short answer: Carmel Capital Partners, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
3 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.