SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Capital Investment Counsel, LLC
Denver, CO
CRD 328472
Firm filing updated March 30, 2026 ·
- $1.4BAssets
- 5Advisory staff
- 1,408Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals317
- Individuals146
- State or municipal government entities (including government pension plans)5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 146 | $63.3 million |
| High net worth individuals | 317 | $1.2 billion |
| State or municipal government entities (including government pension plans) | 5 | $93.9 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $5.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$1.4 billion
- Accounts1,408
- Discretionary$1.3 billion · 1,395 accounts
- Non-discretionary$5.9 million · 13 accounts
People
- Employees8
- Advisory staff5
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients51 to 100
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 328472, SEC file 801-128941.
- Registered with the SEC as an investment advisor (status date on record: October 23, 2023).
Is Capital Investment Counsel, LLC a fiduciary?
Short answer: Capital Investment Counsel, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.