SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Capital Advisory Group, Inc.
Dallas, TX
CRD 114539
Firm filing updated March 30, 2026 ·
- $224.9MAssets
- 77Clients
- 2Advisory staff
- 296Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals49
- Individuals28
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 28 | $13.5 million |
| High net worth individuals | 49 | $211.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Financial planning services
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$224.9 million
- Accounts296
- Discretionary$217.2 million · 276 accounts
- Non-discretionary$7.7 million · 20 accounts
People
- Employees3
- Advisory staff2
- Broker-dealer reps0
- Licensed insurance agents1
- Planning clients1 to 10
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 114539, SEC file 801-64114.
- Registered with the SEC as an investment advisor (status date on record: April 14, 2005).
Is Capital Advisory Group, Inc. a fiduciary?
Short answer: Capital Advisory Group, Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.