SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Cap Six Advisors
Houston, TX
Cap Six Advisors LLC, CRD 325164
Firm filing updated March 30, 2026 ·
- $340.8MAssets
- 107Clients
- 3Advisory staff
- 128Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals82
- Individuals7
- Corporations or other businesses3
- Charities1
- Other investment advisors1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 7 | $1.2 million |
| High net worth individuals | 82 | $44.6 million |
| Charitable organizations | 1 | $1.3 million |
| Other investment advisors | 1 | $278.6 million |
| Corporations or other businesses not listed above | 3 | $706,206 |
| Other: "TRUSTS" | 13 | $14.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$340.8 million
- Accounts128
- Discretionary$44.8 million · 111 accounts
- Non-discretionary$296.0 million · 17 accounts
People
- Employees5
- Advisory staff3
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Cap Six Advisors LLC SEC-registered investment advisor. CRD 325164, SEC file 801-131815.
- Registered with the SEC as an investment advisor (status date on record: January 13, 2025).
Is Cap Six Advisors a fiduciary?
Short answer: Cap Six Advisors is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.