SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Canterbury Consulting Incorporated
Newport Beach, CA
CRD 22875
Firm filing updated May 4, 2026 ·
- $45.9BAssets
- 172Clients
- 25Advisory staff
- 4,293Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals100
- Charities57
- Pooled vehicles14
- Pension and profit sharing plans1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 100 | $39.7 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 14 | $1.8 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $202.2 million |
| Charitable organizations | 57 | $4.2 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 5 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$45.9 billion
- Accounts4,293
- Discretionary$4.1 billion · 1,081 accounts
- Non-discretionary$41.7 billion · 3,212 accounts
People
- Employees64
- Advisory staff25
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Advisors
13 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 22875, SEC file 801-34756.
- Registered with the SEC as an investment advisor (status date on record: September 7, 1989).
Is Canterbury Consulting Incorporated a fiduciary?
Short answer: Canterbury Consulting Incorporated is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.