SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Canopy Partners
Cincinnati, OH
Canopy Partners, LLC, CRD 324812
Firm filing updated July 30, 2026 ·
- $869MAssets
- 8Clients
- 3Advisory staff
- 412Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals8
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 8 | $869.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$869.0 million
- Accounts412
- Discretionary$836.3 million · 401 accounts
- Non-discretionary$32.7 million · 11 accounts
People
- Employees7
- Advisory staff3
- Broker-dealer reps0
- Licensed insurance agents1
- Planning clients1 to 10
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Canopy Partners, LLC SEC-registered investment advisor. CRD 324812, SEC file 801-127366.
- Registered with the SEC as an investment advisor (status date on record: February 21, 2023).
Is Canopy Partners a fiduciary?
Short answer: Canopy Partners is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.