SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Cain Capital Management, LP
Dallas, TX
Cain Capital L.L.C., CRD 113592
Firm filing updated February 25, 2026 ·
- $171.2MAssets
- 4Advisory staff
- 92Accounts
Fees and minimums
All fee types on the form
- Fixed feesYes
- Performance-based feesYes
- Percentage of assets under managementNo
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Pooled vehicles11
- Individuals9
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 9 | $1.1 million |
| High net worth individuals | Fewer than 5 clients | $147.8 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 11 | $22.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$171.2 million
- Accounts92
- DiscretionaryAll accounts
People
- Employees4
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Cain Capital L.L.C. SEC-registered investment advisor. CRD 113592, SEC file 801-60959.
- Registered with the SEC as an investment advisor (status date on record: February 25, 2002).
Is Cain Capital Management, LP a fiduciary?
Short answer: Cain Capital Management, LP is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.