SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Buck Wealth Strategies, LLC
Denver, CO
CRD 322138
Firm filing updated July 7, 2026 ·
- $1.6BAssets
- 2,948Clients
- 39Advisory staff
- 5,193Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals2,578
- Pension and profit sharing plans209
- High net worth individuals156
- Corporations or other businesses5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 2,578 | $612.3 million |
| High net worth individuals | 156 | $273.3 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 209 | $748.2 million |
| Corporations or other businesses not listed above | 5 | $9.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 5 services
- Pension consulting services
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$1.6 billion
- Accounts5,193
- DiscretionaryAll accounts
People
- Employees102
- Advisory staff39
- Broker-dealer reps42
- Licensed insurance agents49
- Planning clients1,000
Advisors
26 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 322138, SEC file 801-126075.
- Registered with the SEC as an investment advisor (status date on record: July 12, 2022).
Is Buck Wealth Strategies, LLC a fiduciary?
Short answer: Buck Wealth Strategies, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 42 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
49 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.