SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
BOK Financial Private Wealth, Inc.
Denver, CO
CRD 106733
Firm filing updated March 26, 2026 ·
- $3.7BAssets
- 818Clients
- 23Advisory staff
- 2,402Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals414
- Individuals323
- Corporations or other businesses51
- Charities24
- Pension and profit sharing plans5
- and 1 more1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 323 | $148.7 million |
| High net worth individuals | 414 | $2.9 billion |
| Investment companies | 1 | $5.5 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $11.2 million |
| Charitable organizations | 24 | $166.7 million |
| Corporations or other businesses not listed above | 51 | $459.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$3.7 billion
- Accounts2,402
- Discretionary$3.7 billion · 2,365 accounts
- Non-discretionary$46.2 million · 37 accounts
People
- Employees37
- Advisory staff23
- Broker-dealer reps15
- Licensed insurance agents0
- Planning clients51 to 100
Advisors
17 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 106733, SEC file 801-51401.
- Registered with the SEC as an investment advisor (status date on record: March 6, 1996).
Is BOK Financial Private Wealth, Inc. a fiduciary?
Short answer: BOK Financial Private Wealth, Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 15 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.