SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
BGV Financial Advisors
Miami, FL
BGV Financial Advisors USA, LLC, CRD 324511
Firm filing updated March 30, 2026 ·
- $143.8MAssets
- 1Advisory staff
- 103Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | Fewer than 5 clients | $1.0 million |
| High net worth individuals | Fewer than 5 clients | $3.8 million |
| Banking or thrift institutions | Fewer than 5 clients | $106.1 million |
| Other: "PICS (PRIVATE INVESTMENT COMPANIES)" | 77 | $32.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$143.8 million
- Accounts103
- DiscretionaryAll accounts
People
- Employees2
- Advisory staff1
- Broker-dealer reps2
- Licensed insurance agents0
Registration details
- Legal name: BGV Financial Advisors USA, LLC SEC-registered investment advisor. CRD 324511, SEC file 801-128743.
- Registered with the SEC as an investment advisor (status date on record: October 12, 2023).
Is BGV Financial Advisors a fiduciary?
Short answer: BGV Financial Advisors is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 2 staff are broker-dealer representatives, the firm is itself a registered representative of a broker-dealer and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.