SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Beacon Pointe Advisors, LLC
Newport Beach, CA
CRD 119290
Firm filing updated August 31, 2026 ·
- $54.9BAssets
- 440Advisory staff
- 29,892Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Performance-based feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals18,083
- High net worth individuals11,482
- Charities156
- Corporations or other businesses135
- Pension and profit sharing plans55
- and 3 more16
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 18,083 | $6.1 billion |
| High net worth individuals | 11,482 | $43.0 billion |
| Banking or thrift institutions | Fewer than 5 clients | $8.5 million |
| Investment companies | 1 | $984.1 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $109.8 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 55 | $357.1 million |
| Charitable organizations | 156 | $3.4 billion |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $12.4 million |
| Insurance companies | 8 | $595.3 million |
| Corporations or other businesses not listed above | 135 | $309.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
See all 9 services
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Other: "CONSULTING SERVICES"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Other: "CONSULTING SERVICES"
Assets and accounts
- Regulatory assets$54.9 billion
- Accounts29,892
- Discretionary$50.5 billion · 29,800 accounts
- Non-discretionary$4.3 billion · 92 accounts
People
- Employees780
- Advisory staff440
- Broker-dealer reps4
- Licensed insurance agents166
- Planning clients5,800
Advisors
298 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 119290, SEC file 801-60943.
- Registered with the SEC as an investment advisor (status date on record: February 20, 2002).
Is Beacon Pointe Advisors, LLC a fiduciary?
Short answer: Beacon Pointe Advisors, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 4 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
166 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.