SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Battery Global Advisors, LLC
Boston, MA
CRD 158508
Firm filing updated June 30, 2026 ·
- $8.4BAssets
- 142Clients
- 12Advisory staff
- 142Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
Who the firm serves
- Pooled vehicles77
- High net worth individuals65
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 65 | $5.1 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 77 | $3.2 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$8.4 billion
- Accounts142
- Discretionary$3.6 billion · 90 accounts
- Non-discretionary$4.8 billion · 52 accounts
People
- Employees38
- Advisory staff12
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients101 to 250
Registration details
- SEC-registered investment advisor. CRD 158508, SEC file 801-73308.
- Registered with the SEC as an investment advisor (status date on record: February 17, 2012).
Is Battery Global Advisors, LLC a fiduciary?
Short answer: Battery Global Advisors, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.