SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Bantamac Capital, LLC
Chicago, IL
CRD 307765
Firm filing updated March 27, 2026 ·
- $224.7MAssets
- 3Advisory staff
- 49Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals14
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | Fewer than 5 clients | $1.0 million |
| High net worth individuals | 14 | $95.3 million |
| Charitable organizations | Fewer than 5 clients | $15.8 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $836,716 |
| Other: "LIMITED PARTNERSHIPS" | Fewer than 5 clients | $111.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$224.7 million
- Accounts49
- Discretionary$164.9 million · 41 accounts
- Non-discretionary$59.8 million · 8 accounts
People
- Employees4
- Advisory staff3
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 307765, SEC file 801-120965.
- Registered with the SEC as an investment advisor (status date on record: April 26, 2021).
Is Bantamac Capital, LLC a fiduciary?
Short answer: Bantamac Capital, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.