SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Aza Capital Management
Chicago, IL
Insight 2811 Inc, CRD 109784
Firm filing updated March 18, 2026 ·
- $339.6MAssets
- 7Advisory staff
- 839Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals226
- High net worth individuals105
- Pension and profit sharing plans8
- Corporations or other businesses6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 226 | $73.5 million |
| High net worth individuals | 105 | $234.4 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $27.7 million |
| Charitable organizations | Fewer than 5 clients | $423,764 |
| Other investment advisors | Fewer than 5 clients | $353,151 |
| Corporations or other businesses not listed above | 6 | $3.2 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$339.6 million
- Accounts839
- Discretionary$334.9 million · 826 accounts
- Non-discretionary$4.7 million · 13 accounts
People
- Employees8
- Advisory staff7
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients1 to 10
Advisors
5 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Insight 2811 Inc SEC-registered investment advisor. CRD 109784, SEC file 801-54428.
- Registered with the SEC as an investment advisor (status date on record: May 12, 1997).
Is Aza Capital Management a fiduciary?
Short answer: Aza Capital Management is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.