SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Autumn Lane Advisors, LLC
Houston, TX
CRD 173624
Firm filing updated February 10, 2026 ·
- $1.2BAssets
- 73Clients
- 4Advisory staff
- 926Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Performance-based feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals59
- Pooled vehicles13
- Corporations or other businesses1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 59 | $770.4 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 13 | $420.5 million |
| Corporations or other businesses not listed above | 1 | $8.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 5 services
- Selection of other advisors (including private fund managers)
- Other: "FAMILY OFFICE BOOKKEEPING SERVICES"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
- Other: "FAMILY OFFICE BOOKKEEPING SERVICES"
Assets and accounts
- Regulatory assets$1.2 billion
- Accounts926
- Discretionary$777.3 million · 740 accounts
- Non-discretionary$421.5 million · 186 accounts
People
- Employees7
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients26 to 50
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 173624, SEC file 801-80627.
- Registered with the SEC as an investment advisor (status date on record: December 3, 2014).
Is Autumn Lane Advisors, LLC a fiduciary?
Short answer: Autumn Lane Advisors, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.