SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Austin Wealth Management, LLC
Austin, TX
CRD 172793
Firm filing updated September 27, 2026 ·
- $1.1BAssets
- 629Clients
- 11Advisory staff
- 3,034Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals391
- High net worth individuals189
- Pension and profit sharing plans47
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 391 | $123.4 million |
| High net worth individuals | 189 | $502.6 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 47 | $31.9 million |
| Other: "SUB-ADVISORY SERVICES" | 2 | $424.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 5 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$1.1 billion
- Accounts3,034
- Discretionary$988.8 million · 2,739 accounts
- Non-discretionary$94.1 million · 295 accounts
People
- Employees18
- Advisory staff11
- Broker-dealer reps1
- Licensed insurance agents4
- Planning clients101 to 250
Advisors
6 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 172793, SEC file 801-117954.
- Registered with the SEC as an investment advisor (status date on record: January 13, 2020).
Is Austin Wealth Management, LLC a fiduciary?
Short answer: Austin Wealth Management, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 1 staff member is a broker-dealer representative. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
4 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.