SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Aureus Asset Management, LLC
Boston, MA
CRD 136674
Firm filing updated March 31, 2026 ·
- $8.4BAssets
- 362Clients
- 10Advisory staff
- 954Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals278
- Individuals61
- Charities17
- Pension and profit sharing plans6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 61 | $36.0 million |
| High net worth individuals | 278 | $2.1 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $32.2 million |
| Charitable organizations | 17 | $6.2 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 5 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$8.4 billion
- Accounts954
- Discretionary$2.2 billion · 914 accounts
- Non-discretionary$6.2 billion · 40 accounts
People
- Employees14
- Advisory staff10
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients26 to 50
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 136674, SEC file 801-64723.
- Registered with the SEC as an investment advisor (status date on record: October 3, 2005).
Is Aureus Asset Management, LLC a fiduciary?
Short answer: Aureus Asset Management, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.