SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
ATX Financial Planning, LLC
Austin, TX
CRD 311589
Firm filing updated September 28, 2026 ·
- $174.3MAssets
- 3Advisory staff
- 490Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- OtherYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
Who the firm serves
- Individuals150
- High net worth individuals57
- Pension and profit sharing plans1
- Charities1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 150 | $46.6 million |
| High net worth individuals | 57 | $120.1 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $6.3 million |
| Charitable organizations | 1 | $1.2 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $63 |
| Other: "IRREVOCABLE TRUSTS" | 1 | $93,897 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$174.3 million
- Accounts490
- DiscretionaryAll accounts
People
- Employees5
- Advisory staff3
- Broker-dealer reps0
- Licensed insurance agents2
- Planning clients0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 311589, SEC file 801-130875.
- Registered with the SEC as an investment advisor (status date on record: August 7, 2024).
Is ATX Financial Planning, LLC a fiduciary?
Short answer: ATX Financial Planning, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
2 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.