SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Asset Dedication, LLC
San Francisco, CA
CRD 151988
Firm filing updated March 31, 2026 ·
- $2.9BAssets
- 5Advisory staff
- 6,174Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals1,158
- High net worth individuals828
- Pension and profit sharing plans8
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 1,158 | $476.2 million |
| High net worth individuals | 828 | $2.4 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $8.3 million |
| Charitable organizations | Fewer than 5 clients | $1.4 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $3.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Other: "PORTFOLIO CONSULTING; PROVIDES SERVICES (1), (2), & (5) ABOVE AS THIRD-PARTY ADVISOR OR SUB-ADVISOR"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "PORTFOLIO CONSULTING; PROVIDES SERVICES (1), (2), & (5) ABOVE AS THIRD-PARTY ADVISOR OR SUB-ADVISOR"
Assets and accounts
- Regulatory assets$2.9 billion
- Accounts6,174
- DiscretionaryAll accounts
People
- Employees7
- Advisory staff5
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients1,993
Advisors
6 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 151988, SEC file 801-71892.
- Registered with the SEC as an investment advisor (status date on record: November 15, 2010).
Is Asset Dedication, LLC a fiduciary?
Short answer: Asset Dedication, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.