SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Ascentis Wealth Management, LLC
Dallas, TX
CRD 330923
Firm filing updated May 13, 2026 ·
- $595.7MAssets
- 5Advisory staff
- 814Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- OtherYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- High net worth individuals120
- Individuals95
- Corporations or other businesses36
- Pension and profit sharing plans5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 95 | $30.0 million |
| High net worth individuals | 120 | $455.8 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $3.4 million |
| Charitable organizations | Fewer than 5 clients | $804,033 |
| Insurance companies | Fewer than 5 clients | $3.5 million |
| Corporations or other businesses not listed above | 36 | $102.2 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Financial planning services
Assets and accounts
- Regulatory assets$595.7 million
- Accounts814
- Discretionary$480.7 million · 714 accounts
- Non-discretionary$115.0 million · 100 accounts
People
- Employees9
- Advisory staff5
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients1 to 10
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 330923, SEC file 801-130034.
- Registered with the SEC as an investment advisor (status date on record: April 25, 2024).
Is Ascentis Wealth Management, LLC a fiduciary?
Short answer: Ascentis Wealth Management, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.