SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Ascension Capital Advisors, Inc.
Houston, TX
CRD 109518
Firm filing updated June 30, 2026 ·
- $938.5MAssets
- 240Clients
- 7Advisory staff
- 670Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals115
- Individuals92
- Pension and profit sharing plans27
- Charities3
- Corporations or other businesses3
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 92 | $42.1 million |
| High net worth individuals | 115 | $621.6 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 27 | $248.4 million |
| Charitable organizations | 3 | $20.2 million |
| Corporations or other businesses not listed above | 3 | $6.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 6 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$938.5 million
- Accounts670
- Discretionary$832.4 million · 634 accounts
- Non-discretionary$106.1 million · 36 accounts
People
- Employees10
- Advisory staff7
- Broker-dealer reps3
- Licensed insurance agents4
- Planning clients51 to 100
Advisors
4 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 109518, SEC file 801-57951.
- Registered with the SEC as an investment advisor (status date on record: September 15, 2000).
Is Ascension Capital Advisors, Inc. a fiduciary?
Short answer: Ascension Capital Advisors, Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 3 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
4 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.