SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
ArrowMark Colorado Holdings, LLC
Denver, CO
CRD 149120
Firm filing updated March 31, 2026 ·
- $21BAssets
- 41Advisory staff
- 138Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Pooled vehicles37
- High net worth individuals36
- Individuals24
- Corporations or other businesses8
- Investment companies7
- and 2 more8
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 24 | $38.7 million |
| High net worth individuals | 36 | $508.4 million |
| Investment companies | 7 | $3.7 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 37 | $8.1 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $315.3 million |
| Charitable organizations | 4 | $231.8 million |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $174.5 million |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $73.4 million |
| Corporations or other businesses not listed above | 8 | $190.5 million |
| Other: "COLLATERALIZED LOAN OBLIGATIONS" | 15 | $7.7 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 4 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$21.0 billion
- Accounts138
- Discretionary$21.0 billion · 135 accounts
- Non-discretionary$47.0 million · 3 accounts
People
- Employees95
- Advisory staff41
- Broker-dealer reps10
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 149120, SEC file 801-69868.
- Registered with the SEC as an investment advisor (status date on record: January 13, 2009).
Is ArrowMark Colorado Holdings, LLC a fiduciary?
Short answer: ArrowMark Colorado Holdings, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 10 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.