SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Ark Wealth Management
Austin, TX
Ark Wealth Management, LLC, CRD 317264
Firm filing updated July 16, 2026 ·
- $216MAssets
- 175Clients
- 2Advisory staff
- 611Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals101
- High net worth individuals52
- Pension and profit sharing plans12
- Charities9
- Other investment advisors1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 101 | $34.5 million |
| High net worth individuals | 52 | $163.9 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 12 | $7.4 million |
| Charitable organizations | 9 | $5.4 million |
| Other investment advisors | 1 | $4.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$216.0 million
- Accounts611
- DiscretionaryAll accounts
People
- Employees2
- Advisory staff2
- Broker-dealer reps0
- Licensed insurance agents1
- Planning clients0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Ark Wealth Management, LLC SEC-registered investment advisor. CRD 317264, SEC file 801-123029.
- Registered with the SEC as an investment advisor (status date on record: January 10, 2022).
Is Ark Wealth Management a fiduciary?
Short answer: Ark Wealth Management is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.