SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Aristotle Capital Management, LLC
Los Angeles, CA
CRD 109876
Firm filing updated April 30, 2026 ·
- $43.5BAssets
- 18Advisory staff
- 5,169Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals4,452
- Corporations or other businesses420
- Charities158
- Pension and profit sharing plans59
- State or municipal government entities (including government pension plans)38
- and 3 more40
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 4,452 | $6.3 billion |
| Investment companies | 11 | $18.6 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 17 | $8.9 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 59 | $3.5 billion |
| Charitable organizations | 158 | $1.2 billion |
| State or municipal government entities (including government pension plans) | 38 | $2.8 billion |
| Insurance companies | Fewer than 5 clients | $3.8 million |
| Sovereign wealth funds and foreign official institutions | 12 | $102.1 million |
| Corporations or other businesses not listed above | 420 | $2.3 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 4 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$43.5 billion
- Accounts5,169
- DiscretionaryAll accounts
People
- Employees170
- Advisory staff18
- Broker-dealer reps34
- Licensed insurance agents0
Advisors
13 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 109876, SEC file 801-60014.
- Registered with the SEC as an investment advisor (status date on record: February 8, 2001).
Is Aristotle Capital Management, LLC a fiduciary?
Short answer: Aristotle Capital Management, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 34 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.