SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Arena Private Wealth
Chicago, IL
Ocm Private Wealth, LLC, CRD 332302
Firm filing updated August 3, 2026 ·
- $404.7MAssets
- 237Clients
- 8Advisory staff
- 613Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Performance-based feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals158
- Individuals65
- Pooled vehicles7
- Corporations or other businesses7
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 65 | $53.8 million |
| High net worth individuals | 158 | $275.4 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $74.6 million |
| Corporations or other businesses not listed above | 7 | $864,747 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$404.7 million
- Accounts613
- DiscretionaryAll accounts
People
- Employees8
- Advisory staff8
- Broker-dealer reps0
- Licensed insurance agents3
- Planning clients101 to 250
Advisors
4 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Ocm Private Wealth, LLC SEC-registered investment advisor. CRD 332302, SEC file 801-131099.
- Registered with the SEC as an investment advisor (status date on record: September 13, 2024).
Is Arena Private Wealth a fiduciary?
Short answer: Arena Private Wealth is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
3 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.