SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Ami Asset Management Corp
Los Angeles, CA
CRD 110291
Firm filing updated July 23, 2026 ·
- $1.9BAssets
- 1,221Clients
- 9Advisory staff
- 1,221Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals726
- High net worth individuals387
- Pension and profit sharing plans68
- Corporations or other businesses25
- Charities13
- and 1 more2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 726 | $270.3 million |
| High net worth individuals | 387 | $1.3 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $18.6 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 68 | $89.1 million |
| Charitable organizations | 13 | $65.0 million |
| Corporations or other businesses not listed above | 25 | $165.2 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Other: "MODEL BASED PROGRAMS"
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "MODEL BASED PROGRAMS"
Assets and accounts
- Regulatory assets$1.9 billion
- Accounts1,221
- DiscretionaryAll accounts
People
- Employees13
- Advisory staff9
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
6 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 110291, SEC file 801-47318.
- Registered with the SEC as an investment advisor (status date on record: August 23, 1994).
Is Ami Asset Management Corp a fiduciary?
Short answer: Ami Asset Management Corp is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.