SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Althum Advisors LLC
Miami, FL
CRD 315952
Firm filing updated March 18, 2026 ·
- $2BAssets
- 84Clients
- 10Advisory staff
- 84Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals57
- Individuals6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 6 | $2.8 million |
| High net worth individuals | 57 | $766.8 million |
| Other: "PERSONAL INVESTMENT COMPANIES FOR HIGH NET WORTH INDIVIDUALS" | 21 | $1.3 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$2.0 billion
- Accounts84
- Discretionary$597.5 million · 41 accounts
- Non-discretionary$1.4 billion · 43 accounts
People
- Employees11
- Advisory staff10
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Advisors
5 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 315952, SEC file 801-122529.
- Registered with the SEC as an investment advisor (status date on record: October 22, 2021).
Is Althum Advisors LLC a fiduciary?
Short answer: Althum Advisors LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.