SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Alterna Wealth Management, Inc.
Houston, TX
CRD 146153
Firm filing updated September 23, 2026 ·
- $1.4BAssets
- 1,316Clients
- 28Advisory staff
- 1,316Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals633
- Individuals518
- Corporations or other businesses165
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 518 | $179.2 million |
| High net worth individuals | 633 | $809.4 million |
| Corporations or other businesses not listed above | 165 | $412.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$1.4 billion
- Accounts1,316
- Discretionary$861.4 million · 961 accounts
- Non-discretionary$540.0 million · 355 accounts
People
- Employees55
- Advisory staff28
- Broker-dealer reps35
- Licensed insurance agents13
Advisors
16 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 146153, SEC file 801-71135.
- Registered with the SEC as an investment advisor (status date on record: February 23, 2010).
Is Alterna Wealth Management, Inc. a fiduciary?
Short answer: Alterna Wealth Management, Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 35 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
13 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.