SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Allos Investment Advisors, LLC
Overland Park, KS
CRD 155541
Firm filing updated May 6, 2026 ·
- $73.6MAssets
- 9Advisory staff
- 788Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals375
- High net worth individuals7
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 375 | $61.4 million |
| High net worth individuals | 7 | $12.0 million |
| Charitable organizations | Fewer than 5 clients | $224,785 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Financial planning services
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$73.6 million
- Accounts788
- DiscretionaryAll accounts
People
- Employees9
- Advisory staff9
- Broker-dealer reps0
- Licensed insurance agents2
- Planning clients26 to 50
Advisors
5 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 155541, SEC file 801-72028.
- Registered with the SEC as an investment advisor (status date on record: January 3, 2011).
Is Allos Investment Advisors, LLC a fiduciary?
Short answer: Allos Investment Advisors, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
2 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.