SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Aligne Wealth Advisors Investment Management (AWAIM)
Los Angeles, CA
Aligne Wealth Preservation & Insurance Services, LLC., CRD 321735
Firm filing updated July 23, 2026 ·
- $224.4MAssets
- 4Advisory staff
- 342Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals105
- Individuals104
- Pension and profit sharing plans5
- Corporations or other businesses5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 104 | $22.6 million |
| High net worth individuals | 105 | $186.6 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $12.6 million |
| Charitable organizations | Fewer than 5 clients | $90,601 |
| Corporations or other businesses not listed above | 5 | $2.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Assets and accounts
- Regulatory assets$224.4 million
- Accounts342
- DiscretionaryAll accounts
People
- Employees5
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents2
- Planning clients11 to 25
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Aligne Wealth Preservation & Insurance Services, LLC. SEC-registered investment advisor. CRD 321735, SEC file 801-125833.
- Registered with the SEC as an investment advisor (status date on record: June 9, 2022).
Is Aligne Wealth Advisors Investment Management (AWAIM) a fiduciary?
Short answer: Aligne Wealth Advisors Investment Management (AWAIM) is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
2 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.