SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Alianza Corp. Investment Advisor
Miami, FL
CRD 323267
Firm filing updated September 25, 2026 ·
- $204.1MAssets
- 1,207Clients
- 5Advisory staff
- 1,207Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals1,107
- Corporations or other businesses91
- High net worth individuals9
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 1,107 | $61.3 million |
| High net worth individuals | 9 | $14.3 million |
| Corporations or other businesses not listed above | 91 | $128.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$204.1 million
- Accounts1,207
- Discretionary$41.5 million · 1,042 accounts
- Non-discretionary$162.6 million · 165 accounts
People
- Employees5
- Advisory staff5
- Broker-dealer reps0
- Licensed insurance agents1
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 323267, SEC file 801-132892.
- Registered with the SEC as an investment advisor (status date on record: May 30, 2025).
Is Alianza Corp. Investment Advisor a fiduciary?
Short answer: Alianza Corp. Investment Advisor is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
1 staff member is a licensed insurance agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.