SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Alerce Investment Management, L.P.
Chicago, IL
CRD 285746
Firm filing updated March 27, 2026 ·
- $226.9MAssets
- 2Advisory staff
- 26Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Pooled vehicles13
- High net worth individuals12
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 12 | $5.5 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 13 | $217.8 million |
| Charitable organizations | Fewer than 5 clients | $3.7 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
Assets and accounts
- Regulatory assets$226.9 million
- Accounts26
- DiscretionaryAll accounts
People
- Employees4
- Advisory staff2
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 285746, SEC file 801-108686.
- Registered with the SEC as an investment advisor (status date on record: November 22, 2016).
Is Alerce Investment Management, L.P. a fiduciary?
Short answer: Alerce Investment Management, L.P. is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.