SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Agw Capital Advisors
Tampa, FL
Annis Gardner Whiting Capital Advisors LLC, CRD 150570
Firm filing updated March 13, 2026 ·
- $1.7BAssets
- 142Clients
- 14Advisory staff
- 2,044Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- High net worth individuals92
- Individuals35
- Charities6
- Pension and profit sharing plans4
- Corporations or other businesses3
- and 2 more2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 35 | $13.3 million |
| High net worth individuals | 92 | $1.4 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $4.2 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $26.7 million |
| Charitable organizations | 6 | $227.9 million |
| Insurance companies | 1 | $15.2 million |
| Corporations or other businesses not listed above | 3 | $69.6 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 7 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Other: "PROJECT CONSULTING OR ANALYSIS"
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Other: "PROJECT CONSULTING OR ANALYSIS"
Assets and accounts
- Regulatory assets$1.7 billion
- Accounts2,044
- Discretionary$1.4 billion · 1,621 accounts
- Non-discretionary$338.0 million · 423 accounts
People
- Employees21
- Advisory staff14
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
9 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Annis Gardner Whiting Capital Advisors LLC SEC-registered investment advisor. CRD 150570, SEC file 801-70256.
- Registered with the SEC as an investment advisor (status date on record: June 1, 2009).
Is Agw Capital Advisors a fiduciary?
Short answer: Agw Capital Advisors is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.