SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Advocates Wealth Planning
Houston, TX
Your Advocates, Ltd., LLP, CRD 138612
Firm filing updated March 23, 2026 ·
- $448.1MAssets
- 193Clients
- 3Advisory staff
- 1,101Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals134
- Individuals59
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 59 | $27.1 million |
| High net worth individuals | 134 | $421.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Financial planning services
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$448.1 million
- Accounts1,101
- DiscretionaryAll accounts
People
- Employees6
- Advisory staff3
- Broker-dealer reps0
- Licensed insurance agents1
- Planning clients101 to 250
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Your Advocates, Ltd., LLP SEC-registered investment advisor. CRD 138612, SEC file 801-65283.
- Registered with the SEC as an investment advisor (status date on record: February 1, 2006).
Is Advocates Wealth Planning a fiduciary?
Short answer: Advocates Wealth Planning is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent, the firm is itself an insurance broker or agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.