SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Advocacy Wealth Management, LLC
Atlanta, GA
CRD 141943
Firm filing updated August 3, 2026 ·
- $3.2BAssets
- 26Advisory staff
- 2,234Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals1,009
- High net worth individuals649
- Corporations or other businesses48
- Charities14
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 1,009 | $492.3 million |
| High net worth individuals | 649 | $2.3 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $3.6 million |
| Charitable organizations | 14 | $351.1 million |
| Corporations or other businesses not listed above | 48 | $142.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$3.2 billion
- Accounts2,234
- Discretionary$3.1 billion · 2,131 accounts
- Non-discretionary$105.8 million · 103 accounts
People
- Employees36
- Advisory staff26
- Broker-dealer reps0
- Licensed insurance agents12
- Planning clients1,500
Advisors
20 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 141943, SEC file 801-77677.
- Registered with the SEC as an investment advisor (status date on record: March 1, 2013).
Is Advocacy Wealth Management, LLC a fiduciary?
Short answer: Advocacy Wealth Management, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
12 staff are licensed insurance agents, the firm is itself an insurance broker or agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.