SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Adaptive Advisers, LLC
Boston, MA
CRD 318716
Firm filing updated February 7, 2026 ·
- $450KAssets
- 0Advisory staff
- 2Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | Fewer than 5 clients | $450,000 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Other: "CONSULTING AND SALE OF INVESTMENT PROTECTION PRODUCTS"
- Portfolio management for individuals and/or small businesses
- Other: "CONSULTING AND SALE OF INVESTMENT PROTECTION PRODUCTS"
Assets and accounts
- Regulatory assets$450,000
- Accounts2
- DiscretionaryAll accounts
People
- Employees3
- Advisory staff0
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 318716, SEC file 801-126908.
- Registered with the SEC as an investment advisor (status date on record: December 13, 2022).
Is Adaptive Advisers, LLC a fiduciary?
Short answer: Adaptive Advisers, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.