SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Access Financial Group, Inc.
Chicago, IL
CRD 33065
Firm filing updated March 18, 2026 ·
- $302.3MAssets
- 314Clients
- 5Advisory staff
- 315Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Corporations or other businesses306
- Individuals8
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 8 | $14.0 million |
| Corporations or other businesses not listed above | 306 | $288.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$302.3 million
- Accounts315
- Discretionary$300.1 million · 306 accounts
- Non-discretionary$2.2 million · 9 accounts
People
- Employees6
- Advisory staff5
- Broker-dealer reps5
- Licensed insurance agents1
Registration details
- SEC-registered investment advisor. CRD 33065, SEC file 801-48092.
- Registered with the SEC as an investment advisor (status date on record: December 30, 1994).
Is Access Financial Group, Inc. a fiduciary?
Short answer: Access Financial Group, Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 5 staff are broker-dealer representatives and the firm is itself a broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
1 staff member is a licensed insurance agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.